0000950129-05-001865.txt : 20120628 0000950129-05-001865.hdr.sgml : 20120628 20050301173519 ACCESSION NUMBER: 0000950129-05-001865 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050302 DATE AS OF CHANGE: 20050301 GROUP MEMBERS: C.E. BROUSSARD FAMILY, LLC GROUP MEMBERS: CHARLES E BROUSSARD GROUP MEMBERS: FLYING J RANCH INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIFAB INTERNATIONAL INC CENTRAL INDEX KEY: 0000101990 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 721382998 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53539 FILM NUMBER: 05651619 BUSINESS ADDRESS: STREET 1: 5007 PORT RD CITY: NEW IBERIA STATE: LA ZIP: 70562 BUSINESS PHONE: 3373678291 MAIL ADDRESS: STREET 1: P O BOX 11308 CITY: NEW IBERIA STATE: LA ZIP: 70562 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL FABRICATORS INC DATE OF NAME CHANGE: 19970617 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROUSSARD CHARLES E CENTRAL INDEX KEY: 0001055424 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 23604 S LOUISIANA HIGHWAY 82 CITY: KAPLAN STATE: LA ZIP: 70548 SC 13D/A 1 h22890a1sc13dza.txt CHARLES E. BROUSSARD FOR UNIFAB INTERNATIONAL, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 1) UNIFAB International, Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE (Title of Class of Securities) 90467L 20 9 (CUSIP Number) Charles E. Broussard 23604 S. Louisiana Hwy. 82 Kaplan, Louisiana 70548 (337)642-5287 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy to: ------------------------------------------------------------------------ Virginia Boulet, Esq. Adams and Reese LLP 4500 One Shell Square New Orleans, Louisiana 70139 (504) 581-3234 ------------------------------------------------------------------------ August 1, 2003 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [_] Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) CUSIP No. 90467L 20 9 13D -------------------------------------------------------------------------------- 1. Names of Reporting Person. I.R.S. Identification Nos. of above person (entities only). Charles E. Broussard -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [x] (b) [ ] -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Source of Funds PF -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization United States -------------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares 1,350 Beneficially -------------------------------------------- Owned by 8. Shared Voting Power Each 40,644 Reporting -------------------------------------------- Person 9. Sole Dispositive Power With 1,350 -------------------------------------------- 10. Shared Dispositive Power 40,644 -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 41,994* *includes 15,190 shares owned by Flying J Ranch, Inc., a company controlled by Mr. Broussard; 25,454 shares owned by C.E. Broussard Family, LLC, a company controlled by Mr. Broussard and 50 shares owned by Mr. Broussard's spouse. Also includes Mr. Broussard's options to acquire 1,250 shares. -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares [_] -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) Less than one percent. -------------------------------------------------------------------------------- 14. Type of Reporting Person IN -------------------------------------------------------------------------------- CUSIP No. 90467L 20 9 13D -------------------------------------------------------------------------------- 1. Names of Reporting Person. I.R.S. Identification Nos. of above person (entities only): 72-1432572 C.E. Broussard Family, LLC. -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [x] (b) [ ] -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Source of Funds PF -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization United States -------------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares 0 Beneficially -------------------------------------------- Owned by 8. Shared Voting Power Each 25,454 Reporting -------------------------------------------- Person 9. Sole Dispositive Power With 0 -------------------------------------------- 10. Shared Dispositive Power 25,454 -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 25,454 -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares [_] -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) Less than one percent. -------------------------------------------------------------------------------- 14. Type of Reporting Person CO -------------------------------------------------------------------------------- CUSIP No. 90467L 20 9 13D -------------------------------------------------------------------------------- 1. Names of Reporting Person. I.R.S. Identification Nos. of above person (entities only): 72-0654972 Flying J. Ranch, Inc. -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [x] (b) [ ] -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Source of Funds PF -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization United States -------------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares 0 Beneficially -------------------------------------------- Owned by 8. Shared Voting Power Each 15,190 Reporting -------------------------------------------- Person 9. Sole Dispositive Power With 0 -------------------------------------------- 10. Shared Dispositive Power 15,190 -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 15,190 -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares [_] -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) Less than one percent. -------------------------------------------------------------------------------- 14. Type of Reporting Person CO -------------------------------------------------------------------------------- 1 ITEM 1. SECURITY AND ISSUER. There are no material changes to the information previously reported in Item 1 of the Schedule 13D. ITEM 2. IDENTITY AND BACKGROUND There are no material changes to the information previously reported in Item 2 of the Schedule 13D other than to report that on August 12, 2002, Mr. Broussard resigned from the board of directors. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATIONS There are no material changes to the information previously reported in Item 3 of the Schedule 13D. ITEM 4. PURPOSE OF TRANSACTION There are no material changes to the information previously reported in Item 4 of the Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As of August 1, 2003, the Company had approximately 8,201,899 outstanding shares of Common Stock. Mr. Broussard beneficially owned 41,994 shares of Common Stock, which amount represents less than one percent of the issued and outstanding shares of Common Stock. (b) As of August 1, 2003, Mr. Broussard had the sole power to vote or direct the vote of and sole power to dispose or direct the disposition of 1,350 shares of Common Stock. Additionally, Mr. Broussard shared the power to vote or to direct the vote of and shared power to dispose or direct the disposition of 40,644 shares of Common Stock. (c) Not applicable. (d) Not applicable. (e) This amendment is filed to report that on August 1, 2003, the Company issued 7,380,000 additional shares of Common Stock to a single purchaser unaffiliated with the filing person. As a result of this issuance, the filing persons ceased to beneficially own five percent or more of the outstanding shares of the Company's Common Stock. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Item 6 of the 13D is amended to read in its entirety as follows: None. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS There are no material changes to the information previously reported in Item 7 of the 13D. 2 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Date: March 1, 2005 /s/ Charles E. Broussard --------------------------------------- Charles E. Broussard FLYING J RANCH, INC. By: /s/ Charles E. Broussard ------------------------------------ Charles E. Broussard, President CHARLES E. BROUSSARD, LLC By: /s/ Charles E. Broussard ------------------------------------ Charles E. Broussard, Manager The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement: provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001). 3